Stock settlement is based on the situation that the customer opens an account with the same name in both brokers, and the stock transfer can be realized without selling the stock. However, it should be noted that the transfer-out party usually charges a certain fee, while Sino-Rich, as the transfer-in party, does not charge a handling fee. Clients are welcome to transfer their positions to Sino-Rich for trading. Sino-Rich will strive to provide you with high-quality services.

Sino-Rich Receives Securities Guidelines

1. Transfer Hong Kong stocks to Sino-Rich
  • Ask your original broker for a transfer-out application form, fill in the contents of the form (name, quantity, etc. of the shares to be transferred out), and then submit the form to the original broker.

  • On the transfer form of the original broker, the information of our broker that needs to be filled:
   
   Company Name: Sino-Rich Securities & Futures Limited
    Participant (CCASS) Number: B01710
    Contact Department: Settlement Department
    Tel: +852 2152 3241

      --Check「Sino-Rich receives securities」
      --Please give the hard copy to the broker or mail it directly to our company: Room 3310-18, 33/F, 41 Heung Yip Road, Wong Chuk Hang, Hong Kong
      --Or send the electronic version to cs@sinorichhk.com with the email you registered with Sino-Rich

  • Time needed for Sino-Rich receives securities
The first step of stock settlement needs to be transferred out by the original broker (depending on the counterparty), and then Sino-Rich executes to receive. In the second step, we need about 1 business day, and your stock can be credited to your account.

2. Transfer other global stocks to Sino-Rich
For transfer US stocks or other global stocks/futures to Sino-Rich, please consult the Customer Service Department+852 3101 0504

3.Charges
Settlement Fee:0

 
Stock settlement is based on the situation that the customer opens an account with the same name in both brokers, and the stock transfer can be realized without selling the stock. However, it should be noted that the transfer-out party usually charges a certain fee, while Sino-Rich, as the transfer-in party, does not charge a handling fee. Clients are welcome to transfer their positions to Sino-Rich for trading. Sino-Rich will strive to provide you with high-quality services.

Sino-Rich Receives Securities Guidelines

1. Transfer Hong Kong stocks to Sino-Rich

  • Ask your original broker for a transfer-out application form, fill in the contents of the form (name, quantity, etc. of the shares to be transferred out), and then submit the form to the original broker.

  • On the transfer form of the original broker, the information of our broker that needs to be filled:
   Company Name: Sino-Rich Securities & Futures Limited
    Participant (CCASS) Number: B01710
    Contact Department: Settlement Department
    Tel: +852 2152 3241

      --Check「Sino-Rich receives securities」
      --Please give the hard copy to the broker or mail it directly to our company: Room 3310-18, 33/F, 41 Heung Yip Road, Wong Chuk Hang, Hong Kong 
      --Or send the electronic version to cs@sinorichhk.com with the email you registered with Sino-Rich

  • Time needed for Sino-Rich receives securities
The first step of stock settlement needs to be transferred out by the original broker (depending on the counterparty), and then Sino-Rich executes to receive. In the second step, we need about 1 business day, and your stock can be credited to your account.

2. Transfer other global stocks to Sino-Rich
For transfer US stocks or other global stocks/futures to Sino-Rich, please consult the Customer Service Department+852 3101 0504

3.Charges
Settlement Fee: 0