Three Simple Steps to Open an Investment Account

Integrated securities and futures account opening mode: the same procedure allows you to open securities and futures trading accounts at the same time.

1.「Prepare three documents」
  • A copy of a valid identification document (such as an ID card or passport)
  • A copy of address proof within the past 3 months (the statement of water, electricity, gas, telephone, bank, etc.)
  • Hong Kong bank account number

2.「Choose an account opening method」
Sino-Rich Securities provides four account opening methods for customers to choose from: online account opening, in-person account opening, mail a Cheque account opening and witness account opening.

Online account opening


Visit Sino-Rich Securities in person to open an account
Bring the prepared documents to our company in person (see 3. below for details)
Address: Room 3310-18, 33/F, 41 Heung Yip Road, Wong Chuk Hang, Hong Kong
Customer Hotline: 
+852 3101 0504 / +86 14714302760

Mail a Cheque to open an account
Mail the following 6 documents to our company:
  • Completed and signed All-In-One Investment Application Form (Individual /Joint Account)
  • Completed and signed Standard Commission Table
  • A completed and signed Risk Disclosure Statement
  • A copy of a valid identification document (such as an ID card or passport)
  • A copy of address proof within the last 3 months (the statement of water, electricity, gas, telephone, bank, etc.)
  • A cheque of at least HK$10,000 from a Hong Kong bank
     --Cheque payable to "Sino-Rich Securities & Futures Limited" or "中順證券期貨有限公司"
     --The cheque signature must be the same as the authorized signature on the application form
     --The company does not accept promissory notes and third-party cheques


Witness account opening
Find a witness to witness the account opening documents for you. The witness can be any person licensed or registered with the Securities and Futures Commission of Hong Kong, their associates, a Justices of the Peace, a Bank Branch Managers, a certified public accountant, a lawyer or a Notary. The company can also introduce the witness. The following 5 documents should be mailed to our company after witnessing:
  • Completed and signed All-In-One Investment Application Form (Individual /Joint Account)
  • Completed and signed Standard Commission Table
  • A completed and signed Risk Disclosure Statement
  • A copy of a valid identification document (such as an ID card or passport)
  • A copy of address proof within the last 3 months (the statement of water, electricity, gas, telephone, bank, etc.)
* This method requires a copy of the witness's license or certificate

3.「Three paper forms to be filled out for non-online account opening」

 
Three Simple Steps to Open an Investment Account

Integrated securities and futures account opening mode: the same procedure allows you to open securities and futures trading accounts at the same time.

1.「Prepare three documents
  • A copy of a valid identification document (such as an ID card or passport)
  • A copy of address proof within the past 3 months (the statement of water, electricity, gas, telephone, bank, etc.)
  • Hong Kong bank account number

2.「Choose an account opening method
Sino-Rich Securities provides four account opening methods for customers to choose from: online account opening, in-person account opening, mail a Cheque account opening and witness account opening.

Online account opening


Visit Sino-Rich Securities in person to open an account
Bring the prepared documents to our company in person (see 3. below for details)
Address: Room 3310-18, 33/F, 41 Heung Yip Road, Wong Chuk Hang, Hong Kong
Customer Hotline: +852 3101 0504 / +86 14714302760

Mail a Cheque to open an account
Mail the following 6 documents to our company:
  • Completed and signed All-In-One Investment Application Form (Individual /Joint Account)
  • Completed and signed Standard Commission Table
  • A completed and signed Risk Disclosure Statement
  • A copy of a valid identification document (such as an ID card or passport)
  • A copy of address proof within the last 3 months (the statement of water, electricity, gas, telephone, bank, etc.)
  • A cheque of at least HK$10,000 from a Hong Kong bank
     --Cheque payable to "Sino-Rich Securities & Futures Limited" or "中順證券期貨有限公司"
     --The cheque signature must be the same as the authorized signature on the application form
     --The company does not accept promissory notes and third-party cheques

Witness account opening
Find a witness to witness the account opening documents for you. The witness can be any person licensed or registered with the Securities and Futures Commission of Hong Kong, their associates, a Justices of the Peace, a Bank Branch Managers, a certified public accountant, a lawyer or a Notary. The company can also introduce the witness. The following 5 documents should be mailed to our company after witnessing:
  • Completed and signed All-In-One Investment Application Form (Individual /Joint Account)
  • Completed and signed Standard Commission Table
  • A completed and signed Risk Disclosure Statement
  • A copy of a valid identification document (such as an ID card or passport)
  • A copy of address proof within the last 3 months (the statement of water, electricity, gas, telephone, bank, etc.)
* This method requires a copy of the witness's license or certificate

3.「Three paper forms to be filled out for non-online account opening